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Publication Date: 2018-12-27
Practice Area: Securities Litigation
Industry: Pharmaceuticals
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge J. Paul Oetken
Attorneys: For plaintiff:
for defendant:
Case Number: 17-CV-5761
Partial Dismissal of Securities Fraud Claims Over Drug Maker's NDA for Opioid Explained
Publication Date: 2018-12-24
Practice Area: Banking and Finance Laws | Securities Litigation
Industry: Federal Government
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Laura Taylor Swain
Attorneys: For plaintiff:
for defendant:
Case Number: 17 CV 4722
Default Judgment, CFTC Penalties in Commodities, Foreign Exchange Fraud Case Explained
Publication Date: 2018-12-14
Practice Area: Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Edgardo Ramos
Attorneys: For plaintiff:
for defendant:
Case Number: 16 Civ. 6543
Securities Fraud Suit Fails to State Claim; Material Misrepresentation, Scienter Not Shown
Publication Date: 2018-11-29
Practice Area: Attorney Compensation | Creditors' and Debtors' Rights | Securities Litigation
Industry: Financial Services and Banking
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge Brian Cogan
Attorneys: For plaintiff:
for defendant:
Case Number: 16-CV-6848
Advancement of Legal Fees Over Unsecured Creditors Would Interfere With Winding Up
Publication Date: 2018-11-20
Practice Area: Discovery | Evidence | Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Denise Cote
Attorneys: For plaintiff: For the Plaintiff: David J. Gottesman, Olivia S. Choe, Sarah S. Nilson, U.S. Securities and Exchange Commission, Washington, District of Columbia
for defendant: For Defendants Lek Securities Corporation and Samuel Lek: Steve M. Dollar, David B. Schwartz, Norton Rose Fulbright US LLP, New York, New York; Kevin J. Harnisch, Norton Rose Fulbright US LLP, Washington, District of Columbia; Ronald D. Smith, Norton Rose Fulbright US LLP, Dallas, Texas; For defendants Vali Management Partners d/b/a Avalon FA, Ltd., Nathan Fayyer, and Sergey Pustelnik: James M. Wines, Law Office of James M. Wines, Alexandria, Virginia; Steven Barentzen, Law Office of Steven Barentzen, New York, New York.
Case Number: 17 cv 1789
Line of Questioning in Motions to Compel Inappropriate in Connection With Suit by SEC
Law Journal Press | Digital Book
Authors: James S. Bolan, Sara N. Holden
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Publication Date: 2018-11-08
Practice Area: Criminal Law | Discovery | Securities Litigation
Industry: Federal Government
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge John Koeltl
Attorneys: For plaintiff:
for defendant:
Case Number: 18 Civ. 5491
SEC's Deposition of Ponzi Scheme Participant Targeted by Criminal Probe Stayed for 90 Days
Publication Date: 2018-10-23
Practice Area: Securities Litigation
Industry: Investments and Investment Advisory
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Jesse Furman
Attorneys: For plaintiff:
for defendant:
Case Number: 17-CV-8300
Court Explains $80,000 'Second Tier' Penalty Arising From 'Pump-and-Dump' Scheme Judgment
Publication Date: 2018-10-18
Practice Area: Discovery | Securities Litigation
Industry:
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: Magistrate Judge Stewart Aaron
Attorneys: For plaintiff:
for defendant:
Case Number: 1:15-md-02631
Alibaba's Unilateral Redactions Grounded on 'Relevance' Improper
Publication Date: 2018-10-18
Practice Area: Securities Litigation
Industry: Federal Government
Court: U.S. District Court for the Eastern District of New York, U.S. - EDNY
Judge: District Judge Denis Hurley
Attorneys: For plaintiff: For Plaintiff: James H. Holl, III, Esq., Chief Trial Attorney, U.S. Commodity Futures Trading Commission, Washington, DC
for defendant: For Defendant Vincent Patrick McCrudden: Vincent Patrick McCrudden, Pro Se, Jacksonville, FL; For Defendants Managed Accounts Asset Management, LLC, and Alnbri Management, LLC: Michael Peter Kushner, Esq., Kushner Law Group, Brooklyn, New York
Case Number: 10 cv 5567
$60,000 Fine for Commodity Exchange Act's Violation Not Unconstitutionally Excessive
Publication Date: 2018-10-12
Practice Area: Securities Litigation | White Collar Crime
Industry: Financial Services and Banking
Court: U.S. District Court for the Southern District of New York, U.S. - SDNY
Judge: District Judge Paul Gardephe
Attorneys: For plaintiff:
for defendant:
Case Number: 16 Civ. 3853
Disgorgement, Interest, Penalty for Price Manipulation Via SEC's EDGAR Database Explained
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